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Anti abuse news – more cases and investigations

  • Post author:Aviv
  • Post published:March 26, 2021
  • Post category:Dodd Frank/MAR/REMIT

As part of our catch up, this post highlights some of the anti-abuse news of interest in recent weeks. Mark Steward, Executive Director of Enforcement and Market Oversight at the…

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We are back – ESMA issues statement regarding application of existing MIFID II position limits rules

  • Post author:Aviv
  • Post published:March 22, 2021
  • Post category:Mifid

This blog is back after an unexpected break. We are hoping to issue more "catch up" posts over the coming days. Last week, ESMA issued this statement, which asks EU…

Continue ReadingWe are back – ESMA issues statement regarding application of existing MIFID II position limits rules

MIFID II “Quick Fix” published in the Official Journal

  • Post author:Aviv
  • Post published:March 1, 2021
  • Post category:Mifid

The final text of the MIFID II “Quick Fix” set of changes as adopted by the European Parliament recently has been published in the Official Journal of the European Union.…

Continue ReadingMIFID II “Quick Fix” published in the Official Journal

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