The year winds down, sort of
For many this will be the last working day of the year. However, the wind down is not quite as widespread as usual, given the proximity to the MiFID II…
REMIT updates – extended no action relief and updated notification platform
ACER has made two REMIT related announcements over the past few days, following the release of an updated Frequently Asked Questions document on transaction reporting (see here). No action relief…
Updated REMIT transaction reporting FAQ published
ACER has published an updated version of the REMIT Transaction reporting Frequently Asked Questions document, which can be found here. New and updated answers have been published on a variety…
Regulation summaries – REMIT Quarterly and FCA Regulation Roundup
Both ACER and the UK's FCA have recently issued newsletters: ACER has issued the latest REMIT "quarterly" document, which can be found here. It summarises the various announcements relating to…
Manipulation cases
The global financial, commodity and energy markets have seen increased scrutiny from regulators over the last few months, particularly in terms of anti manipulation activity. In Europe, rule sets such…
ACER launches consultation on new REMIT reporting schemas
ACER has opened a consultation asking for input to proposed changes to the schemas used for REMIT reporting. The consultation page can be found here and the consultation document here.…
Manipulation cases and surveillance system settings
See here for an article on the Trillium web site, which reports on a fine imposed on JP Morgan Securities in the US for the use of improper configuration settings…
Spoofing conviction upheld on appeal
The US appeals court has upheld the conviction of Michael Coscia who was found guilty of market manipulation, receiving a custodial sentence last year (see here). An article on the appeal…
Ofgem REMIT investigation into National Grid
Ofgem, the National Regulatory Authority for Great Britain, has announced the closure of an investigation held into a possible breach of REMIT Article 5 (prohibition of market manipulation) against National…
ACER issues new newsletters and validation documents
ACER has issued some new documents relating to REMIT: A new quarterly newsletter (see here), which includes a case study of a cross border investigation. It also indicates that the…
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