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MAR, REMIT

FERC report on energy trading compliance practices

FERC, the Federal Energy Regulatory Commission in the US, have published this report, which will also be of value to European market participants complying with REMIT and MAR. It contains sections on compliance organisation, training, monitoring and policy. It also contains a section on “ineffective compliance practices”.

ETR Advisory and Entrima will be running an “Anti abuse” training course in Amsterdam in 18th January, the day after a course on the new ancillary activity test and position limits. Details can be found here.

 

About avivhandler

Aviv is the Managing Director of ETR Advisory, a niche consultancy focused on the regulation of the commodity, energy and financial markets. He has more than 23 years of experience in the financial, energy and commodity markets, covering regulatory compliance, credit, risk and financial technology. Prior to founding ETR, he was Partner at SunGard Global Services, where he built a Centre of Excellence in European Energy and Commodity Regulation. Before that, he founded Coherence, a consulting firm specializing in credit risk in commodity and energy trading as well as software product management. The credit practice ultimately became part of Sirius Solutions, where he was the Managing Director of Europe. He has also held management roles at KWI and Iris Financial, among other organizations. Mr. Handler holds a degree in computer science from Imperial College, University of London.

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