More FCA position limits
The FCA has added a few more MiFID II position limits to their list which can be found here. As before, readers who wish to more specifically identify the changes are…
MiFID II position limits set by AFM and AMF
Announcements of position limits by National Competent Authorities continues, following those over the past few weeks (see here). The AFM of The Netherlands has announced 4 limits, which can be…
European Commission Adopts US Equivalence for MiFID II
The European Commission has adopted a decision that recognises certain US venues as "equivalent" in regulatory terms with EU law. The decision document can be found here. The decision recognises…
European Commission proposes rules simplification
The past years have seen many regulatory initiatives being rolled out globally and in the EU. These include several financial regulatory regimes which have each been implemented within a relatively…
Less than a month until MiFID II
There is now less than a month to go until MiFID II starts, on 3rd January 2018. Investment Firms who will have to comply with many parts of the rules,…