Various regulators have recently published summaries of recent enforcement case statistics and other metrics: In Europe, ESMA has issued this report on "administrative and criminal sanctions and other administrative measures…
On Monday, the International Organisation of Securities Commissions (IOSCO) published this report, providing the results of the latest survey run across different global jurisdictions on the implementation of the "…
Last Thursday, the European Court of Justice (ECJ) ruled in favour of Tempus Energy, against the European Commission, annulling the Commission’s State aid approval for the UK Capacity Market. As…
It has been a busy few days on the Brexit front, with a great deal of activity since our last post here. Withdrawal Agreement The political side of the Brexit…
There have been several developments in the area of blockchain and Distributed Ledger Technology (DLT) use, including regulatory aspects, since our last post on the topic here. For example this…
Last week ESMA issued this statement relating to the upcoming expiry of the temporary carve out provided to certain entities, including those designed as "NFC+" under EMIR, from the clearing…
There have been several anti abuse updates since our last post on the topic here: The UK's Financial Conduct Authority (FCA) has published this new "Market Watch" newsletter, which provides…