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FCA issues “Dear CEO” letter to wholesale brokers

  • Post author:Aviv
  • Post published:May 7, 2019
  • Post category:MAR/REMIT

The UK's Financial Conduct Authority(FCA)  has issued this open letter to the CEOs of wholesale brokers, across several asset classes. The letter identifies some issues observed by the FCA at…

Continue ReadingFCA issues “Dear CEO” letter to wholesale brokers

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