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US cases – Further development in recent case, and another spoofing case

  • Post author:Aviv
  • Post published:August 22, 2019
  • Post category:Dodd Frank/REMIT

Following the announcement of a $16m settlement for market manipulation in wheat futures in the US earlier this week (see here), the CFTC has withdrawn the press release. This article…

Continue ReadingUS cases – Further development in recent case, and another spoofing case

$16m fine in the US, other US fines, and a fine alternative in Northern Ireland

  • Post author:Aviv
  • Post published:August 19, 2019
  • Post category:REMIT

Kraft Heinz Co and Mondelez International Inc have been fined $16 million in the US by the CFTC for market manipulation. The press release can be found here and the…

Continue Reading$16m fine in the US, other US fines, and a fine alternative in Northern Ireland

Inside information – FCA Market Watch

  • Post author:Aviv
  • Post published:August 5, 2019
  • Post category:REMIT

The UK's Financial Conduct Authority (FCA) has issued their latest "Market Watch" newsletter (number 60). It can be found here. The focus is on the control of access to inside…

Continue ReadingInside information – FCA Market Watch

SFTR consultation responses

  • Post author:Aviv
  • Post published:August 2, 2019
  • Post category:SFTR

ESMA recently closed a consultation on the Securities Financing Transaction Reporting regulation (SFTR). The scope of SFTR includes “commodities lending”, which could be taken to include certain activities undertaken by…

Continue ReadingSFTR consultation responses

REMIT Quarterly – data format changes on hold and other news

  • Post author:Aviv
  • Post published:August 1, 2019
  • Post category:REMIT

ACER has issued the latest "REMIT Quarterly" newsletter, which can be found here. Points of note include: New reporting formats - this is suspended for 2019 until ACER receive more…

Continue ReadingREMIT Quarterly – data format changes on hold and other news

Featured Posts

  • New book availableOpens in a new tab
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  • 5th version of REMIT Guidance publishedOpens in a new tab
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