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Improper record keeping and monitoring penalty

  • Post author:Aviv
  • Post published:April 23, 2020
  • Post category:Corona/REMIT

A broker has been fined just over 83,000 GBP  (after applying an early settlement discount) by ICE Futures Europe for failure to keep proper records of activity and improper monitoring.…

Continue ReadingImproper record keeping and monitoring penalty

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