ESMA issues final report on algorithmic trading under MIFID II
ESMA yesterday issued the final report on the MIFID II algorithmic trading rules which can be found here. This follows a consultation earlier in the year. The accompanying press release…
REMIT non infringement decision
The Autoriteit Consument & Markt(ACM), the National Regulatory Authority of the Netherlands, has published a decision taken of non infringement of REMIT Article 5 (market manipulation prohibition) by a unnamed…
TR fined by ESMA
UnaVista Limited, who run one of the authorised Trade Repositories that can be used as a reporting destination under EMIR, has been fined EUR 238,500 by ESMA for several infringements…
FCA issues warning notice to 3 traders for spoofing
The UK's Financial Conduct Authority has today issued this warning notice in relation to alleged spoofing between June and July 2016 by three traders at the same bank. The traders…
Hearing for EMIR consultation, Nord Stream 2 ruled within EU regulation, CFTC adds venues to “Brexit exemption”
ESMA has announced that there will be a hearing related to the consultation currently open(see here) around EMIR reporting on the 20th September. More details can be found here. The…