Skip to content
Energy & Commodity Trading Regulation
  • Home
  • Blog
  • About
  • Contact
    • Privacy Policy
Menu Close
  • Home
  • Blog
  • About
  • Contact
    • Privacy Policy

Citigroup fined £12.5 million for surveillance and monitoring failings

  • Post author:Aviv
  • Post published:August 22, 2022
  • Post category:MAR

The UK's Financial Conduct Authority has fined Citigroup Global Markets Limited 12,553,800 GBP for failure to comply with the Market Abuse Regulation Article 16(2), which requires "effective surveillance", as well…

Continue ReadingCitigroup fined £12.5 million for surveillance and monitoring failings

Featured Posts

  • New book availableOpens in a new tab
  • Record fine levied under REMIT – ICE spoofingOpens in a new tab
  • 5th version of REMIT Guidance publishedOpens in a new tab
  • 3rd open anti-abuse meeting and more cases worldwideOpens in a new tab

Subscribe

Enter your email address to subscribe to this blog and receive notifications of new posts by email.

Categories

Archive

August 2022
M T W T F S S
1234567
891011121314
15161718192021
22232425262728
293031  
« Jul   Sep »

RSS Feed

© 2020 Aviv Handler

Web Design by Gold Design & Comms
We use cookies to ensure that we give you the best experience on our website. If you continue to use this site we will assume that you are happy with it.