Skip to content
Energy & Commodity Trading Regulation
  • Home
  • Blog
  • About
  • Contact
    • Privacy Policy
Menu Close
  • Home
  • Blog
  • About
  • Contact
    • Privacy Policy

Bank fined 5m AUD for surveillance failure in electricity futures

  • Post author:Aviv
  • Post published:September 25, 2024
  • Post category:MAR/REMIT

A large bank has been fined 4.995 million Australian dollars by ASIC, the Australian National Competent Authority, for a for failing to prevent suspicious orders being placed on the electricity…

Continue ReadingBank fined 5m AUD for surveillance failure in electricity futures

Featured Posts

  • New book availableOpens in a new tab
  • Record fine levied under REMIT – ICE spoofingOpens in a new tab
  • 5th version of REMIT Guidance publishedOpens in a new tab
  • 3rd open anti-abuse meeting and more cases worldwideOpens in a new tab

Subscribe

Enter your email address to subscribe to this blog and receive notifications of new posts by email.

Categories

Archive

September 2024
M T W T F S S
 1
2345678
9101112131415
16171819202122
23242526272829
30  
« Aug   Oct »

RSS Feed

© 2020 Aviv Handler

Web Design by Gold Design & Comms
We use cookies to ensure that we give you the best experience on our website. If you continue to use this site we will assume that you are happy with it.