UnaVista Limited, who run one of the authorised Trade Repositories that can be used as a reporting destination under EMIR, has been fined EUR 238,500 by ESMA for several infringements of the rules. There are 8 infringements listed, which overall occurred over a period from July 2016 to January 2019. These are in pairs, of issues relating to the data and then a similar issue relating to access of that type of data to regulators. They include issues with field ordering, mapping, the ordering of state data and historic state data. The decision notice can be found here.
TR fined by ESMA
- Post author:Aviv
- Post published:September 27, 2021
- Post category:EMIR / Uncategorized
- Post comments:0 Comments
Tags: EMIR