TR fined by ESMA

UnaVista Limited, who run one of the authorised Trade Repositories that can be used as a reporting destination under EMIR, has been fined EUR 238,500 by ESMA for several infringements of the rules. There are 8 infringements listed, which overall occurred over a period from July 2016 to January 2019. These are in pairs, of issues relating to the data and then a similar issue relating to access of that type of data to regulators. They include issues with field ordering, mapping, the ordering of state data and historic state data. The decision notice can be found here.

Previous fine notices to TRs can be found here and here.

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