HM Queen Elizabeth II 1926 – 2022
We today mourn the loss of our longest-serving monarch, following the passing of Her Majesty Queen Elizabeth II. May her memory be a blessing.
Manipulation settlements and fines in the US
Last Friday FERC approved a settlement of $181m against Greenhat Energy to finalise a long running case around market manipulation in the PJM market (see here). The alleged offence involved…
Citigroup fined £12.5 million for surveillance and monitoring failings
The UK's Financial Conduct Authority has fined Citigroup Global Markets Limited 12,553,800 GBP for failure to comply with the Market Abuse Regulation Article 16(2), which requires "effective surveillance", as well…
Catch up – Traders found guilty, REMIT Quarterly and more
This blog has returned after an unexpected break. Last week, two senior traders, formerly of JP Morgan were found guilty of several offences relating to spoofing in precious metals futures…
GB Review of electricity market and open letter on the balancing market
Earlier this week, BEIS (The UK Government Department of Business, Energy and Industrial Strategy) opened a consultation on the Review of the Electricity Market Arrangement (REMA). The consultation document can…
ESMA issues new Q+As on algorithmic trading under MIFID II
Last week ESMA issued this updated MiFID II and MiFIR market structures topics Questions and Answers document which includes an updated section on algorithmic trading. New QAs 33 and 34…
REMIT fines announced in Romania
It has been announced by ANRE, the National Regulatory Authority of Romania, that 24 market participants have been fined a total of 11,191,316. Leu (2,265,517 Euro) for breaches of REMIT…
Two firms fined 6 million Euros each under REMIT
It has been announced that two firms in Spain have each been fined 6 million Euros for breaches of REMIT Article 5, the prohibition against market manipulation. The announcement from…
Fine for insider trading under REMIT issued in France
ACER has announced today that the Commission de régulation de l’énergie (CRE), the National Regulatory Authority of France, has levied a fine of 80,000 Euros against Engie for a breach…
REMIT fine for breach of Inside Information rules issued in the Netherlands – eWorld
The Autoriteit Consument & Markt (ACM), the National Regulatory Authority of the Netherlands, has published a notice of a fine of 150,000 EUR levied on a market participant for a…
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