Conclusion and materials from the REMIT forum
Following the REMIT forum held by ACER last week for the 10th anniversary of REMIT (see here), a conclusion document has been published, as well as the materials from the…
Following the REMIT forum held by ACER last week for the 10th anniversary of REMIT (see here), a conclusion document has been published, as well as the materials from the…
It is now 10 years since REMIT was adopted. To commemorate this, ACER is holding "The REMIT Forum" online over the course of the week. Over the 10 years, we…
The Delegated Act relating to the changes to be made to the MIFID II Ancillary Activity Test relating to the "Quick Fix" (see here) has been published in the Official…
It has been announced by Bundesnetzagentur, the National Regulatory Authority of Germany, that two fines have been levied on market participants for breaches of REMIT Article 5. The announcement in…
ESMA yesterday issued new Questions and Answers documents: EMIR (here) - This has new answers on reporting on valuations (on the last day of a derivative or for intra day…
ESMA yesterday issued the final report on the MIFID II algorithmic trading rules which can be found here. This follows a consultation earlier in the year. The accompanying press release…
The Autoriteit Consument & Markt(ACM), the National Regulatory Authority of the Netherlands, has published a decision taken of non infringement of REMIT Article 5 (market manipulation prohibition) by a unnamed…
UnaVista Limited, who run one of the authorised Trade Repositories that can be used as a reporting destination under EMIR, has been fined EUR 238,500 by ESMA for several infringements…
The UK's Financial Conduct Authority has today issued this warning notice in relation to alleged spoofing between June and July 2016 by three traders at the same bank. The traders…
ESMA has announced that there will be a hearing related to the consultation currently open(see here) around EMIR reporting on the 20th September. More details can be found here. The…