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ACER launches consultation on new REMIT reporting schemas

  • Post author:Aviv
  • Post published:October 10, 2017
  • Post category:REMIT

ACER has opened a consultation asking for input to proposed changes to the schemas used for REMIT reporting. The consultation page can be found here and the consultation document here.…

Continue ReadingACER launches consultation on new REMIT reporting schemas

Updated MiFID II commodity derivatives Q+A

  • Post author:Aviv
  • Post published:October 9, 2017
  • Post category:Uncategorized

ESMA has released an updated MiFID II Questions and Answers document covering commodity derivatives related topics, which can be found here. There are 3 new answers: Ancillary activity Q10 -…

Continue ReadingUpdated MiFID II commodity derivatives Q+A

Updated MiFID II Q+As released

  • Post author:Aviv
  • Post published:October 4, 2017
  • Post category:Uncategorized

With less than 3 months until the start of MiFID II, ESMA has issued updated versions of several questions and answers documents: Market structures (see here) - this includes some…

Continue ReadingUpdated MiFID II Q+As released

First “Finfrag” go live

  • Post author:Aviv
  • Post published:October 3, 2017
  • Post category:FinFrag/Uncategorized

Yesterday was the first day of reporting under the Swiss Financial Markets Infrastructure Act, also known as "Finfrag" (short for Finanzmarktinfrastrukturgesetz). Finfrag is the Swiss set of rules that meet the…

Continue ReadingFirst “Finfrag” go live

MiFID II ARMs approved by FCA – but more streamlining is desired

  • Post author:Aviv
  • Post published:October 2, 2017
  • Post category:Uncategorized

The UK's Financial Conduct Authority has approved four Authorised Reporting Mechanisms (ARMs), which can be used for MiFID II Transaction Reporting, which Investment Firms must carry out as specified in…

Continue ReadingMiFID II ARMs approved by FCA – but more streamlining is desired

ESMA permits NCAs to publish position limits directly

  • Post author:Aviv
  • Post published:September 29, 2017
  • Post category:Uncategorized

ESMA yesterday issued this document, stating that they had agreed with National Competent Authorities (NCAs) that they may publish position limits under MiFID II directly without having to wait for…

Continue ReadingESMA permits NCAs to publish position limits directly

FCA Hedge Exemption application guide and form

  • Post author:Aviv
  • Post published:September 28, 2017
  • Post category:Uncategorized

The UK's Financial Conduct Authority (FCA) has recently updated their MiFID Ii Commodity Derivatives page (see here). The page now contains a guide and step by step walk through for…

Continue ReadingFCA Hedge Exemption application guide and form

MiFID II enforcement

  • Post author:Aviv
  • Post published:September 25, 2017
  • Post category:Uncategorized

With just over 3 months to go until the start of MiFID II, many companies are struggling to meet the deadlines (see here). Those who will require authorisation or a…

Continue ReadingMiFID II enforcement

LEIs required soon

  • Post author:Aviv
  • Post published:September 20, 2017
  • Post category:Uncategorized

The Legal Entity Identifier initiative was born out of the G20 measures put in place to reduce systemic risk, at the same time as the declaration which led to  rules…

Continue ReadingLEIs required soon

FCA issues further reminder for firms to apply for MiFID authorisation

  • Post author:Aviv
  • Post published:September 19, 2017
  • Post category:Uncategorized

The UK's Financial Conduct Authority has issued a further update reminding firms that need to apply for authorisation or a Variation of Permissions under MiFID II to apply as soon…

Continue ReadingFCA issues further reminder for firms to apply for MiFID authorisation
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