Position limit fine in US – Commissioner feels fine is insufficient
The CFTC has fined a meat processing company based in Mexico $35,000 for a violation of the position limits rules. The press release can be found here and the order…
German market abuse case continues, US trial for spoofing, FCA MarketWatch on “tip offs”, FIA document
There has been recent movement on several cases previously reported in the past days: In Germany, the National Regulatory Authority Bundesnetzagentur has reported here that the investigation into irregularities in…
SSE fined £2M for breach of REMIT Article 4
Ofgem, the National Regulatory Authority for Great Britain, has made this announcement publicising a fine levied on SSE Generation Limited for a breach of REMIT Article 4, the part of…
ISDA urges global identifier alignment
ISDA has written this letter to the Financial Stability Board (FSB) urging a better coordination of efforts worldwide to harmonise different aspects of regulatory reporting. In particular a lack of…
Articles and papers about market manipulation and surveillance
There have been several articles and papers published in recent days around market manipulation and surveillance, which may be of interest to readers: Energy spot markets - Equias has published…
Large settlement in US precious metals spoofing case and more
On Wednesday it was announced that the CFTC has agreed with the Bank of Nova Scotia that they pay $127.4 million to settle allegations of market manipulation in precious metals…
New REMIT Quarterly published
ACER issued the latest “REMIT Quarterly” newsletter on Friday, which can be found here. Topics covered include: Data quality – Work that ACER and National Regulatory Authorities (NRAs) are carrying…
New ESMA opinions on MiFID II position limits
Last week ESMA issued opinions on a variety of MiFID II position limits. The list can be found here. The limits are on EEX and ICE Endex contracts covering freight, gas…
Alleged manipulation around negative oil price
Last week, allegations started to emerge of market manipulation around the negative oil price seen a few weeks ago. The story found here on Bloomberg talks about unusual profits gained…
Blog gets makeover
Following the previous post we are pleased to announce the launch of a "new look" version of this blog. In addition to navigation and aesthetic improvements, subscriptions are easier to…
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