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More FCA position limits

  • Post author:Aviv
  • Post published:December 8, 2017
  • Post category:Uncategorized

The FCA has added a few more MiFID II position limits to their list which can be found here. As before, readers who wish to more specifically identify the changes are…

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MiFID II position limits set by AFM and AMF

  • Post author:Aviv
  • Post published:December 7, 2017
  • Post category:Uncategorized

Announcements of position limits by National Competent Authorities continues, following those over the past few weeks (see here). The AFM of The Netherlands has announced 4 limits, which can be…

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European Commission Adopts US Equivalence for MiFID II

  • Post author:Aviv
  • Post published:December 6, 2017
  • Post category:Uncategorized

The European Commission has adopted a decision that recognises certain US venues as "equivalent" in regulatory terms with EU law. The decision document can be found here. The decision recognises…

Continue ReadingEuropean Commission Adopts US Equivalence for MiFID II

European Commission proposes rules simplification

  • Post author:Aviv
  • Post published:December 5, 2017
  • Post category:CRDIV

The past years have seen many regulatory initiatives being rolled out globally and in the EU. These include several financial regulatory regimes which have each been implemented within a relatively…

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Less than a month until MiFID II

  • Post author:Aviv
  • Post published:December 4, 2017
  • Post category:Uncategorized

There is now less than a month to go until MiFID II starts, on 3rd January 2018. Investment Firms who will have to comply with many parts of the rules,…

Continue ReadingLess than a month until MiFID II

BaFin publishes indicative position limits

  • Post author:Aviv
  • Post published:November 30, 2017
  • Post category:Uncategorized

BaFin has published "indicative" position limits for certain contracts on EEX, which can be found both here on the BaFin web site and also here on the EEX web site.…

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FCA updates position limits list

  • Post author:Aviv
  • Post published:November 29, 2017
  • Post category:Uncategorized

The UK's Financial Conduct Authority has updated the list of position limits under MiFID II which will apply to commodity derivatives contracts traded on venues under their jurisdiction. The list…

Continue ReadingFCA updates position limits list

New EMIR Trade Repository

  • Post author:Aviv
  • Post published:November 27, 2017
  • Post category:Uncategorized

ESMA has approved NEX Abide Financial's application to run an EMIR Trade Repository. The notice from ESMA can be found here. This takes the number of approved TRs to 8,…

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FCA publishes MiFID II guide

  • Post author:Aviv
  • Post published:November 24, 2017
  • Post category:Uncategorized

The UK's Financial Conduct Authority has published this guide to the implementation of MiFID II, and MiFIR, in the UK. It examines the various parts of the rules, the documents…

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EMIR Q+A Updated

  • Post author:Aviv
  • Post published:November 21, 2017
  • Post category:Uncategorized

ESMA has updated the questions and answers document related to EMIR, which can be found here. The new version of the document makes some updates to the sections on trade…

Continue ReadingEMIR Q+A Updated
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