Improper record keeping and monitoring penalty
A broker has been fined just over 83,000 GBP (after applying an early settlement discount) by ICE Futures Europe for failure to keep proper records of activity and improper monitoring.…
5th version of REMIT Guidance published
ACER has this afternoon published the 5th Edition of the REMIT Guidance which can be found here. Many of the changes relate to the definition of "Inside Information", which has…
Market abuse updates – Corona related and otherwise
There have been several reports around the selling of stocks by Senator Richard Burr, the chairman of the Senate Intelligence Committee as well as Senator Sen. Kelly Loeffler and others.…
Anti abuse forum deadline near – FCA STOR statistics
There is only one week to go until the open anti-abuse forum is to be held in London, on 9th March 2020. Registration is available here and will close within…
Two weeks to the anti-abuse forum – and case updates
There are two weeks to go until the 3rd anti-abuse forum is held in London, on 9th March 2020. ETR Advisory and the Market Abuse Centre jointly organise the events…
New REMIT quarterly published
ACER yesterday published the latest version of the quarterly newsletter on REMIT, which can be found here. The latest version of the newsletter covers several topics including: Data collection statistics…
More anti abuse activity
In addition to the REMIT fines announced last week (see here) and the week before (see here) there has been other anti abuse activity this year: In the US, this…
BP Gas Marketing Ltd fined 1M EUR for activity on French gas market
It was announced on Friday by the CRE (Commission de régulation de l'énergie, the French National Regulatory Authority) that BP Gas Marketing Ltd has been fined 1 million Euros for…
3rd open anti-abuse meeting and more cases worldwide
This year has already seen one REMIT fine (see here) as well as anti-abuse activity in other parts of the world. For example the Dalian Commodity Exchange in China announced…
REMIT fine announced in Lithuania
The National Energy Regulatory Council of Lithuania (NERC), the National has just announced that UAB Geros dujos has been fined EUR 28,583, which corresponds to 7.5% of annual revenue, for…
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