EMIR update – REFIT published and new Q+A
EMIR "REFIT", which introduces some significant changes to the way in which EMIR is complied with, has finally been published in the Official Journal of the European Union. The document…
EMIR REFIT – Threshold changes to apply on publication
The EMIR REFIT process has almost completed its journey so that it can be published in the Official Journal of the European Union (see here) The REFIT process aims to…
UBS fined £27.6m for transaction reporting failures
The UK's Financial Conduct Authority has fined UBS AG 27.6 million pounds sterling for transaction reporting infringements under MiFID I. The penalty notice can be found here. The fine relates…
EMIR updated Q+A, REFIT update and Central Bank of Ireland statement
EMIR Trade Reporting ESMA has issued an updated version of the Questions and Answers document on EMIR trade reporting, which can be found here. It contains several updated answers, some…
ESMA issues statement around EMIR REFIT and upcoming deadlines
ESMA has today issued this statement, around the issues raised by the EMIR "REFIT" programme not yet being published in the Official Journal of the European Union, and therefore note…
Brexit update – plenty more guidance in the face of uncertainty
The political side of Brexit has seen plenty of news over the last two weeks, and this is set to continue, with another vote in the UK Parliament tomorrow (see…
Report on Nordic power market default
A report has been published by Finanstilsynet, the Norwegian National Competent Authority, on the issues that contributed to a large default that took place last September 2018 on the Nordic…
What could 2019 have in store for us?
As the working year of 2019 opens, it is worth taking a few moments to consider what will keep us busy in the regulatory world of energy and commodity trading…
2018 draws to a close
As 2018 draws to a close, it is worth briefly reflecting where we stand in the world of regulation, as applied to energy and commodity trading: We opened the year…
IOSCO finds satisfactory progress in rules implementation
On Monday, the International Organisation of Securities Commissions (IOSCO) published this report, providing the results of the latest survey run across different global jurisdictions on the implementation of the "…
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