FCA MiFID II minutes
The UK's FCA have published these minutes from their MiFID II round table. There are several notes on commodity derivatives, including a reminder of the contents in the second consultation…
ESMA issues guidance on MiFID II transaction reporting, order record keeping and clock synchronisation
ESMA have issued a detailed guidance document on the transaction reporting, order record keeping and clock synchronisation rules, which can be found here.An accompanying final report can be found here.…
News on the Ancillary Activity test
The energy and commodity trading sector have long awaited news on the next version of Regulatory Technical Standard 20 of MiFID II, which outlines how the "Ancillary Activity test" will…
FCA MiFID II Consultation and MAR Marketwatch
The Financial Conduct Authority (FCA, the UK NCA), have issued a third consultation paper for MiFID II and MiFIR, which can be found here. This document of nearly 600 pages…
ETR Advisory to provide further regulatory training with Entrima
ETR Advisory will be providing further courses on regulatory topics together with Entrima in November in Amsterdam. Two courses will be run: MIFID II - A look at the topics…
Position limits calculations and offerings
Although there has been push back on the final version of the rules (see here ) the start date of the MiFID II position limits draws closer. Unavista have announced this offering…
More MiFID II pushback -from the “agri” sector
See here for a letter from a consortium of industry associations in the agricultural sector pushing back against several aspects of the MiFID II Ancillary Activity test (RTS 20) and…
Reporting changes afoot?
Last year, the result of the EMIR review led to the recommendation of several changes by ESMA and others. Some of the recommendations resulted in a new EMIR Regulatory Technical Standard…
MiFID RTS 22 on Transaction Reporting and FCA reporting system
On 28th July 2016, the European Commission published the final version of Regulatory Technical Standard(RTS) 22 of MiFID II, which specifies the way in which Investment Firms must report data…
MiFID II and Brexit
It has been several weeks since the UK voted to leave the European Union ("Brexit"). At the time, the FCA announced that firms should plan to implement MiFID II as…
- Go to the previous page
- 1
- …
- 20
- 21
- 22
- 23
- 24
- 25
- 26
- …
- 40
- Go to the next page