FCA cancels authorisations
The UK's Financial Conduct Authority (FCA) has issued its latest "Regulation Round Up" (see here). The document discusses enforcements against authorised firms who have not complied with all of the…
Senior Managers Regime to be extended
The UK's Financial Conduct Authority has announced a plan to extend the existing Senior Managers and Certification Regime to more firms, and also to extend the rules within the regulation.…