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Merrill Lynch fined 13 million GBP for trade reporting errors – has panic time arrived?

  • Post author:Aviv
  • Post published:April 22, 2015
  • Post category:Uncategorized

The UK's Financial Conduct Authority(FCA) have just announced a fine of 13.2 million UK pounds given to Merrill Lynch International for incorrectly reporting 35,034,810 trades and failing to report another…

Continue ReadingMerrill Lynch fined 13 million GBP for trade reporting errors – has panic time arrived?

More MiFID II push back – this time from the oil sector

  • Post author:Aviv
  • Post published:April 22, 2015
  • Post category:Uncategorized

BP have now joined the many parties pushing back against by the currently proposed exemption reduction in MiFID II, as outlined in this article on the Reuters web site. The…

Continue ReadingMore MiFID II push back – this time from the oil sector

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