The UK's FCA (Financial Conduct Authority) last Thursday night issued a new version of the Decision Procedures and Penalties manual (DEPP) and enforcement guide, in preparation for MAR (Market Abuse Regulation), which…
The legalisation delaying MiFID II and MiFIR have now been published in the Official Journal of the EU. The MiFID II document can be found here and the MiFIR document…
This week sees the final reporting deadline under REMIT, the backloading deadline for "off venue" contracts and other data. By 6th July, any contract which had been executed before 7th…
This Sunday is the 3rd July, the day on which MAR starts. from that date onward: Manipulation and attempted manipulation of all covered activity is prohibited Insider dealing is prohibited…