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MAR, REMIT

Conclusions from ACER’s “EMIT” forum and a WhatsApp deletion issue

ACER’s “EMIT” forum, held last week in Ljubljana, covered a spectrum of matters related to REMIT’s implementation. The topics included:

  • Inside information (including the currently open consultation which can be found here).
  • Questions of market manipulation  – enforcements and investigations.
  • Data collection.
  • Cooperation between regulatory bodies.
  • The issue of budget and the likely future ability for ACER to charge fees was also discussed.

The slides, together with the conclusion, can be found here.

Iain McGowan, Managing Director at The Regulatory Compliance Specialists  has issued an initial write up of the event, which can be found here on LinkedIn. Further write ups are to follow.

WhatsApp deletion

The UK’s Financial Conduct Authority has charged Konstantin Vishnyak with the “destruction of documents” under the Financial Services and Markets Act 2000 via the deletion of WhatsApp from his phone, despite it being required for an investigation. Mr Vishnyak has pleaded not guilty. The notice from the FCA can be found here.

 

About avivhandler

Aviv is the Managing Director of ETR Advisory, a niche consultancy focused on the regulation of the commodity, energy and financial markets. He has more than 23 years of experience in the financial, energy and commodity markets, covering regulatory compliance, credit, risk and financial technology. Prior to founding ETR, he was Partner at SunGard Global Services, where he built a Centre of Excellence in European Energy and Commodity Regulation. Before that, he founded Coherence, a consulting firm specializing in credit risk in commodity and energy trading as well as software product management. The credit practice ultimately became part of Sirius Solutions, where he was the Managing Director of Europe. He has also held management roles at KWI and Iris Financial, among other organizations. Mr. Handler holds a degree in computer science from Imperial College, University of London.

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