Call for transitional period for MiFID II commodity derivatives rules
See here for a posting by Nathaniel Lalone of Katten Muchin Rosenman LLP on the Lexology web site referring to a call by the FIA for a delay to the start of…
FCA position reporting and webinar on limits and transaction reporting
The UK's Financial Conduct Authority have issued this guide on how to send position reports which are required under MiFID Article 58. The document is targeted at trading venues and…
Could EMIR reporting change? Articles and information on trade reporting under EMIR, MiFID, SFTR and FinFrag
There has been a great deal of discussion on the future of EMIR following the EMIR review in 2015. Some of this has focused on whether the reporting of trades…
MiFID II and third country equivalence
Many firms outside the EU, based in "third countries", are in the process of understanding if and how MiFID II applies to them. One concept which makes compliance for such…
MiFID II training and webinar
Broadpeak Partners will Katten Muchin Rosenman LLP be repeating their webinar on MiFID II on 26th April. Details can be found here. There are still some spaces left for ETR…
“Registration agents” to help clients obtain LEIs
MiFID II requires that investment firms provide reports which use Legal Entity Identifiers (LEI) as codes for counterparties. At this stage, many counterparties have not yet obtained LEIs, which will…
Updated Position Limits Q+A issued by ESMA
ESMA yesterday issued a number of updated Questions and Answers documents relating to MiFID II, including one on Commodity Derivatives, which can be found here. Links to the other Q+As,…
MiFID II and MiFIR documents published in the Official Journal
Many of the Technical Standards around MiFID II and MiFIR have now been published in the Official Journal of the European Union, effectively completing the legislative process. These include RTS…
The FCA publishes policy statements and starts a further consultation
The UK's Financial Conduct Authority (FCA) has published a "policy statement" on MiFID II which offers "near final" rules on several topics including some that will be on interest to those…
More on ISINs
See here for an article on the DerivSource web site by Lynn Strongin Dodds which looks at some of the issues that are arising in the space of ISIN codes,…
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