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Mifid

FCA position reporting and webinar on limits and transaction reporting

The UK’s Financial Conduct Authority have issued this guide on how to send position reports which are required under MiFID Article 58. The document is targeted at trading venues and Investment Firms who must send the data, although non Investment Firms will at least have to provide data to venues  appropriately broken down (for example by hedge/non hedge), if they do not send the reports themselves. Those covered may choose to send the data indirectly via services that are provided by many ARMs (Authorised Reporting Mechanisms), which are mainly used as a conduit for MiFIR Transaction Reporting.

Broadpeak Partners are running a webinar tomorrow, on 9th May, on position limits and Transaction Reporting. Details can be found here.

About avivhandler

Aviv is the Managing Director of ETR Advisory, a niche consultancy focused on the regulation of the commodity, energy and financial markets. He has more than 23 years of experience in the financial, energy and commodity markets, covering regulatory compliance, credit, risk and financial technology. Prior to founding ETR, he was Partner at SunGard Global Services, where he built a Centre of Excellence in European Energy and Commodity Regulation. Before that, he founded Coherence, a consulting firm specializing in credit risk in commodity and energy trading as well as software product management. The credit practice ultimately became part of Sirius Solutions, where he was the Managing Director of Europe. He has also held management roles at KWI and Iris Financial, among other organizations. Mr. Handler holds a degree in computer science from Imperial College, University of London.

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