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Mifid

Partial MiFID II Delegated Act released by Commission

The European Commission have released a partial version of the final MiFID II Delegated Act which can be found here. The act covers:

  • Safeguarding of client financial instruments and funds
  • Product governance requirements
  • Inducements

The early release of a partial version of the document has surprised the market. The rest of the awaited items, including some eagerly awaited by those in energy and commodities, such as derivatives definition, are likely to come out over the next weeks. There is an overview of the contents of the document here on the Reg Tech FS web site.

About avivhandler

Aviv is the Managing Director of ETR Advisory, a niche consultancy focused on the regulation of the commodity, energy and financial markets. He has more than 23 years of experience in the financial, energy and commodity markets, covering regulatory compliance, credit, risk and financial technology. Prior to founding ETR, he was Partner at SunGard Global Services, where he built a Centre of Excellence in European Energy and Commodity Regulation. Before that, he founded Coherence, a consulting firm specializing in credit risk in commodity and energy trading as well as software product management. The credit practice ultimately became part of Sirius Solutions, where he was the Managing Director of Europe. He has also held management roles at KWI and Iris Financial, among other organizations. Mr. Handler holds a degree in computer science from Imperial College, University of London.

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