you're reading...

Broadpeak Partners and Unavista announce MiFID II partnership – and a webinar

Broadpeak Partners, who offer the “K3” product, have announced a partnership with Unavista (part of the London Stock Exchange group) to deliver MiFID II and MiFIR functionality. The press release can be found here. Unavista offer solutions to cover several of the MiFID II and MiFIR requirements (see here), and also plan to offer position reporting and other functionality as outlined here.

Under MiFID II and MiFIR, investment firms (i.e. those who are authorised either due to not being able to claim the Ancillary Activity exemption or otherwise) must comply with the various data reporting rules such as transaction reporting specified under RTS 22, as well as position reporting as specified in ITS 4.

The AIMA together with Broadpeak will be hold a webinar on MiFID 2 / MiFIR Transaction Reporting and Position Limits Monitoring at 4PM GMT on March 22nd. Details can be found here.


About avivhandler

Aviv is the Managing Director of ETR Advisory, a niche consultancy focused on the regulation of the commodity, energy and financial markets. He has more than 23 years of experience in the financial, energy and commodity markets, covering regulatory compliance, credit, risk and financial technology. Prior to founding ETR, he was Partner at SunGard Global Services, where he built a Centre of Excellence in European Energy and Commodity Regulation. Before that, he founded Coherence, a consulting firm specializing in credit risk in commodity and energy trading as well as software product management. The credit practice ultimately became part of Sirius Solutions, where he was the Managing Director of Europe. He has also held management roles at KWI and Iris Financial, among other organizations. Mr. Handler holds a degree in computer science from Imperial College, University of London.


No comments yet.

Leave a Reply

Fill in your details below or click an icon to log in: Logo

You are commenting using your account. Log Out /  Change )

Google photo

You are commenting using your Google account. Log Out /  Change )

Twitter picture

You are commenting using your Twitter account. Log Out /  Change )

Facebook photo

You are commenting using your Facebook account. Log Out /  Change )

Connecting to %s