Crypto spoofing and other anti abuse news
The fight against market abuse continues with reports that the CFTC and US Justice Department is investigating alleged market manipulation in crypto currencies. The case is reported here on Bloomberg…
ESMA issues position limits opinion document – agrees with FCA
ESMA has issued this opinion document on the ICE Low Sulphur Gasoil 1st Line contract, following opinion documents issued previously (see here). The document agrees with the limits proposed by the…
ECON committee agrees EMIR changes
The European Parliament's Committee on Economic and Monetary Affairs (ECON) last week voted to agree to the proposed changes to EMIR as part of the REFIT programme (see here). The press…
Brexit update – Financial discussions and energy “hard Brexit” document
Despite many discussions since our last update (see here), uncertainty around how the world will look after Brexit continues. Energy markets The European Commission's Directorate General of Energy has recently …
Crypto and blockchain update – regulatory developments and many blockchain initiatives
There have been many developments in the crypto currency and blockchain world since our last post on the topic (see here). Crypto currency developments The European Central Bank (ECB) has…
Insider traders confiscation orders and other anti abuse news
The FCA has reported here that confiscation orders have been made against two individuals who have already been convicted of insider trading in a complex scheme, discovered as part of…
Removed and updated position limits by the FCA and BaFin
The UK's FCA has updated their master list of position limits, which can be found here. The primary change is the removal of a contract on an OTF for physical…
Push back on “gold plated” Bank of England rules on algorithmic trading
Several industry associations and banks have pushed back against proposals by the Bank of England to roll out an enhanced version of the rules governing algorithmic trading in financial instruments,…
Goldman Sachs pays $110m in the US relating to inside information disclosure
Goldman Sachs has agreed to pay a settlement in the region of $110m, split between the New York Department of Financial Services and the Federal Reserve Board, for the improper…
$2m settlement for position limit breach, wash trades and incorrect submission in the US
The CFTC has settled with Glencore Agriculture B.V. and Glencore Ltd $2 million for breaches of position limits in ICE cotton futures contracts, executed trades which are construed as wash…
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