Streamlining regulatory reporting – document from Europex
This blog has covered the many streams of regulatory reporting to which market participants have become subject to over the past years. The burden is also high for trading venues,…
Algorithmic trading, anti abuse measures and an interesting view on insider trading
The focus on algorithmic trading with regards to anti abuse measures continues. Last week, Nasdaq published this article entitled "Best Practices in Algorithmic Trading Compliance". It summarises the measures outlined…
Compliance culture – FCA paper and more
The UK's Financial Conduct Authority has published this paper entitled "Transforming Culture in Financial Services". It contains several essays from different parties on "good" culture in financial services organisations and…
Complying with GDPR and other rules simultaneously
There has been much general discussion on the Global Data Protection Regulation(GDPR) since the last post on the topic (see here). The rules start to apply in May and are…
Blockchain developments – initiatives, legal applicability and rules
The world of blockchain use and crypto currency regulatory developments continues at a fast pace, in the energy and financial worlds, with many developments since our last post (see here).…
Two months into MiFID II – Data reporting issues
Last weekend saw the 2 month anniversary of MiFID II. Although some things are settling down, there are still a few issues that have been reported since our last post…
Updated EMIR validations – ISINs
ESMA has updated the EMIR validations spreadsheet, which can be found here. The changes can be found on rows 47 and 68 with the first change reflecting the need to…
New REMIT documents made available
ACER has recently updated the REMIT portal with new versions of several documents, including: ACER REMIT Information System Data Validation Document - Describes in detail the validation rules that apply…
Brexit update – positions forming but details still missing
With the political debate both within the UK and outside raging, there have been a few developments of note to the energy and commodities markets since our last post here.…
MiFID II – How is it going? – Position limits, algos and more
As week 9 of MiFID II starts, many are getting used to the rules being in force. However there are many questions still unanswered: It has been reported that the…
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