Information on the new EMIR RTS
The new EMIR Regulatory Technical Standard (RTS) will start to apply from 1st November 2017 (see here). See here for a link to a video on The OTC Space with…
The new EMIR Regulatory Technical Standard (RTS) will start to apply from 1st November 2017 (see here). See here for a link to a video on The OTC Space with…
See here for an article on the EurActiv web site on scarcity pricing. The article examines the paradox which sees that on the one hand, one of the "selling points"…
Despite calls for a phased start to MiFID II over the last few weeks (see here), ESMA has reiterated that there are to be no further delays to the start,…
ESMA has issued this Implementing Technical Standard which specifies how National Competent Authorities are to cooperate when pursuing MAR cases, which includes exchanging of data and cross border investigations. The…
ESMA has recently authorised a Trade Repository created by Bloomberg which can be used as a data destination under EMIR. The press release from ESMA is here and the one…
ESMA has released a series of updated documents on MiFID II in the past days: Firstly, an opinion document (here) on whether commodity derivatives positions on third country venues are…
ESMA has released an updated version of the MAR Questions and Answers document, which can be found here. Question 4.1 page 9 looks at the issue of a blanket order…
The UK's Financial Conduct Authority is to start testing for its Market Data Processing system from July. The system is used to collect MiFID II data from Authorised Reporting Mechanisms…
The Legal Entity Identifier(LEI) initiative was created as part of the G20 requirements to reduce systemic risk, so that legal entities will have a common and traceable identifier on reports, allowing…
With just over 7 months to go until MiFID II starts, there is still a great deal to do, especially for investment firms, although also for other energy and commodity…