ACER Guidance Note on Capacity Hoarding
ACER has today issued a guidance note on Capacity Hoarding, which can be found here. This follows the publication of a paper last year on wash trades (see here). Summary…
ACER has today issued a guidance note on Capacity Hoarding, which can be found here. This follows the publication of a paper last year on wash trades (see here). Summary…
Yesterday saw many headlines in the story of Brexit, with a "significant step" in finalising a transition agreement announced (for example see here on the Sky new web site, here…
This blog has covered the many streams of regulatory reporting to which market participants have become subject to over the past years. The burden is also high for trading venues,…
The focus on algorithmic trading with regards to anti abuse measures continues. Last week, Nasdaq published this article entitled "Best Practices in Algorithmic Trading Compliance". It summarises the measures outlined…
The UK's Financial Conduct Authority has published this paper entitled "Transforming Culture in Financial Services". It contains several essays from different parties on "good" culture in financial services organisations and…
There has been much general discussion on the Global Data Protection Regulation(GDPR) since the last post on the topic (see here). The rules start to apply in May and are…
The world of blockchain use and crypto currency regulatory developments continues at a fast pace, in the energy and financial worlds, with many developments since our last post (see here).…
Last weekend saw the 2 month anniversary of MiFID II. Although some things are settling down, there are still a few issues that have been reported since our last post…
ESMA has updated the EMIR validations spreadsheet, which can be found here. The changes can be found on rows 47 and 68 with the first change reflecting the need to…
ACER has recently updated the REMIT portal with new versions of several documents, including: ACER REMIT Information System Data Validation Document - Describes in detail the validation rules that apply…