ISIN code news
MiFID II will require a far wider use of ISIN codes, which are to be applied in many cases to OTC derivatives and has been previously posted (see here). This…
Call for transitional period for MiFID II commodity derivatives rules
See here for a posting by Nathaniel Lalone of Katten Muchin Rosenman LLP on the Lexology web site referring to a call by the FIA for a delay to the start of…
Data quality in trade repositories
With changes coming in the formats of EMIR reporting in November, and a wider change coming next year, it is worth considering the quality of the data in trade repositories…
More on the EMIR changes
Last week the European Commission released a legislative proposal outlining some major changes in EMIR which will have a significant impact on Non Financial Counterparties, including many energy and commodity…
FCA position reporting and webinar on limits and transaction reporting
The UK's Financial Conduct Authority have issued this guide on how to send position reports which are required under MiFID Article 58. The document is targeted at trading venues and…
EMIR changes for NFCs proposed by Commision
The European Commission have issued proposals to overhaul EMIR following the EMIR review that took place in 2015, and proposals which resulted from it. There are many changes, of which…
ESRB report on EMIR review
The European Systemic Risk Board have published this report provided their views on the review on EMIR, which is intended to result in some changes to the rules to be…
MiFID II training and webinar
Broadpeak Partners will Katten Muchin Rosenman LLP be repeating their webinar on MiFID II on 26th April. Details can be found here. There are still some spaces left for ETR…
FCA Brexit plans
The UK's Financial Conduct Authority have published their "Business plan" for 2017/2018 (see here) as well as a "Mission" document (see here). The statement in the business plan by Andrew…
“Registration agents” to help clients obtain LEIs
MiFID II requires that investment firms provide reports which use Legal Entity Identifiers (LEI) as codes for counterparties. At this stage, many counterparties have not yet obtained LEIs, which will…
- Go to the previous page
- 1
- …
- 18
- 19
- 20
- 21
- 22
- 23
- 24
- …
- 74
- Go to the next page