FCA publishes position limits page
The UK's Financial Conduct Authority has published a position limits page, which lists the contracts on which a "bespoke" limit will be set before 3rd January 2018, under the MiFID…
Uncleared margin rules starting to bite
The variation margin requirements of the uncleared margin rules were to start globally on 1st March. However due to a backlog in the required "re-papering", most jurisdictions signalled that the…
TR portability guidelines issued by ESMA
ESMA has issued "portability guidelines" for EMIR Trade Repositories(TR), to be followed when data is to be transferred from one TR to another. This could occur if a market participant…
FCA Q+A on MiFID II Commodity Derivatives
The UK's Financial Conduct Authority has issued a Questions and Answers document covering the parts of MiFID II relating to commodity derivatives. It can be found here. It covers several…
First MiFID II position limits set
ESMA has agreed the first position limits under MiFID II for some agricultural commodity derivatives contracts on the MATIF exchange. The way in which position limits work has been outlined…
ESMA updates MiFID II specifications
ESMA has updated the technical documentation relating to transaction reporting, order record keeping and clock synchronisation, correcting and updating several issues in the original document. The updates span a few…
Updated FCA page on MiFID II Commodity Derivatives
The UK's Financial Conduct Authority (FCA) has updated its page on the aspects of MiFID II applying to commodity derivatives. The page can be found here and focuses on position…
Senior Managers Regime to be extended
The UK's Financial Conduct Authority has announced a plan to extend the existing Senior Managers and Certification Regime to more firms, and also to extend the rules within the regulation.…
EMIR comments and webinar
The FIA have written this paper commenting on the legislative proposal issued by the European Commission, which, amongst other things suggested several changes for non-financial counterparties, including many in energy…
FCA issues authorisation warning
The UK's Financial Conduct Authority has issued its second "MiFID II statement", which warns those who require MiFID II authorisation, but who have not yet applied, to make appropriate arrangements…
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