Streamlining regulatory reporting – document from Europex
This blog has covered the many streams of regulatory reporting to which market participants have become subject to over the past years. The burden is also high for trading venues,…
Algorithmic trading, anti abuse measures and an interesting view on insider trading
The focus on algorithmic trading with regards to anti abuse measures continues. Last week, Nasdaq published this article entitled "Best Practices in Algorithmic Trading Compliance". It summarises the measures outlined…
Algorithmic trading – FCA report and more
The UK's Financial Conduct Authority (FCA) yesterday issued this report on "Algorithmic Trading Compliance in Wholesale markets. It reviews the requirements of MiFID II, MAR and local legislation for those…
Ofgem REMIT powers, fines set and more anti abuse developments
There has been more activity this week on the anti abuse side of things, following Monday's post here on recent fines. Ofgem, the National Regulatory Authority for the GB energy…
Anti-abuse fines on both sides of the Atlantic and more
There has been an increased focus on anti abuse activity in the energy and commodities markets over the past year, due to a combination of the start of MAR in…
2018 begins – what does it have in store?
The 2018 working year starts today for most, which provides a good opportunity to consider the months ahead. Start of year The end of 2017 has been unsurprisingly busy, with…
The year winds down, sort of
For many this will be the last working day of the year. However, the wind down is not quite as widespread as usual, given the proximity to the MiFID II…
ESMA releases new MiFID II and EAMP information as the clock counts down
As the last full working week before MiFID II starts begins, ESMA has released several new pieces of information, some of which is very relevant to those in energy and…
Emissions Allowance Market Participant requirements
The start of MiFID II on 3rd January 2018 also has an impact on Emissions Allowance Market Participants(EAMP) under MAR. The threshold for an EAMP is defined by MAR Article…
FCA warns of increased MAR oversight
The start of MiFID II on 3rd January increases the scope of the Market Abuse Regulation, which itself started on 3rd July 2016 (see here). Financial instruments executed on Organised…
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